COLRAIN CAPITAL LLC of BOSTON, MA is an SEC-registered investment adviser (CRD 118098). Regulatory assets under management: $222.2M.
Compensation: % of AUM.
Clients served: High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| Peter R Blum | MANAGING DIRECTOR | — |
| Timothy E Quinlisk | MANAGING DIRECTOR | — |
| William Rogers Barton | MANAGING DIRECTOR | — |
| Tara Janell Rosa | CCO | — |
| MAYO RICHARD ARTHUR | CHAIRMAN; MEMBER | — |
| BLUM PETER R | MANAGING DIRECTOR; PRESIDENT | — |
| CURTIS CHARLES E | CFO/ CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER | — |
| ABELOWITZ JASON T | CHIEF COMPLIANCE OFFICER/CFO | — |
| QUINLISK TIMOTHY E | MANAGING DIRECTOR | — |
| BARTON WILLIAM ROGERS | MANAGING DIRECTOR | — |
| ROSA TARA JANELL | CCO; DIRECTOR OF OPERATIONS | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-04-19 | regulatory | THE MASSACHUSETTS SECURITIES DIVISION FOUND THAT COLRAIN FAILED TO MAINTAIN ITS NOTICE FILING AS AN INVESTMENT ADVISER IN MASSACHUSETTS IN VIOLATION OF MASS. GEN. LAWS C. 110A AND THE CORRESPONDING REGULATIONS PROMULGATED THEREUNDER. | Final | $40K |