ASPEN WEALTH PLANNERS LLC

ASPEN WEALTH PLANNERS LLC of OAKLAND, CA is an SEC-registered investment adviser (CRD 118324). Regulatory assets under management: $34.6M.

Registration

• CRD: 118324
• SEC file number: 801-60901
• Type: Registered investment adviser
• Location: 1300 CLAY ST, SUITE 600, OAKLAND, CA, 94612
• Phone: (918) 814-7074
• Latest filing: 2026-01-06
• Regulatory AUM: $34.6M
• Non-discretionary AUM: $34.6M
• Clients: 1
• Accounts: 109

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth.

Officers, owners & control persons (1)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 118324 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search