TRICAPITAL WEALTH MANAGEMENT, INC.

TRICAPITAL WEALTH MANAGEMENT, INC. of CHARLOTTE, NC is an SEC-registered investment adviser (CRD 118788). Regulatory assets under management: $132.7M.

Registration

• CRD: 118788
• SEC file number: 801-123572
• Type: Registered investment adviser
• Location: THREE SOUTH EXECUTIVE PARK, 6115 PARK SOUTH DRIVE, SUITE 330, CHARLOTTE, NC, 28210
• Phone: 704-571-8778
• Latest filing: 2026-03-03
• Regulatory AUM: $132.7M
• Discretionary AUM: $127.2M
• Non-discretionary AUM: $5.5M
• Clients: 3
• Accounts: 192

Business model

Compensation: % of AUM, Hourly.

Clients served: Individuals, High net worth, Pooled vehicles.

Officers, owners & control persons (2)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 118788 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search