FINANCIAL PLANNING CONCEPTS, INC.

FINANCIAL PLANNING CONCEPTS, INC. is an SEC-registered investment adviser (CRD 119168). Regulatory assets under management: $22.0M.

Registration

• CRD: 119168
• Type: Registered investment adviser
• Phone: 310-210-1400
• Latest filing: 2026-01-08
• Regulatory AUM: $22.0M
• Discretionary AUM: $14.0M
• Non-discretionary AUM: $8.0M
• Clients: 1
• Accounts: 19

Business model

Compensation: % of AUM, Hourly.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 119168 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search