NORTHSTAR FINANCIAL COMPANIES, INC. of CONSHOHOCKEN, PA is an SEC-registered investment adviser (CRD 119396). Regulatory assets under management: $519.0M.
Compensation: % of AUM, Hourly.
Clients served: Individuals, High net worth, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Glenn Alfred Williams | PRESIDENT OF AH WILLIAMS & CO. INC. | PHILADELPHIA, PA |
| Steven Brian Girard | PRESIDENT OF NORTHSTAR FINANCIAL COS. INC. | — |
| Julia Megan Randall | CHIEF COMPLIANCE OFFICER | — |
| GIRARD STEVEN BRIAN | PRESIDENT OF NORTHSTAR FINANCIAL COS. INC.; PRESIDENT / PRINCIPAL | — |
| RANDALL JULIA MEGAN | CHIEF COMPLIANCE OFFICER | — |
| WILLIAMS GLENN ALFRED | PRESIDENT OF AH WILLIAMS & CO. INC. | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2016-03-24 | regulatory | FIRM ENGAGED IN INVESTMENT ADVISORY BUSINESS WITH CLIENTS IN THE STATE OF FLORIDA WITHOUT BEING PROPERLY REGISTERED. | Final | $13K |