PETER DAG & ASSOCIATES, INC.

PETER DAG & ASSOCIATES, INC. is an SEC-registered investment adviser (CRD 119762). Regulatory assets under management: $1.3M.

Registration

• CRD: 119762
• SEC file number: 801-64142
• Type: Registered investment adviser
• Phone: 330-644-2782
• Latest filing: 2026-03-16
• Regulatory AUM: $1.3M
• Discretionary AUM: $1.3M
• Clients: 1
• Accounts: 4

Business model

Compensation: % of AUM, Subscription.

Clients served: High net worth, Corporations.

Officers, owners & control persons (1)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 119762 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search