SWS ADVISORS, INC.

SWS ADVISORS, INC. of COLUMBUS, OH is an SEC-registered investment adviser (CRD 120054). Regulatory assets under management: $60.0M.

Registration

• CRD: 120054
• Type: Registered investment adviser
• Location: 1900 POLARIS PARKWAY, SUITE 450, COLUMBUS, OH, 43240
• Phone: 614-438-5300
• Latest filing: 2026-03-19
• Regulatory AUM: $60.0M
• Discretionary AUM: $60.0M
• Clients: 7
• Accounts: 570

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 120054 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search