SOARES FINANCIAL, INC.

SOARES FINANCIAL, INC. of NAPA, CA is an SEC-registered investment adviser (CRD 120056). Regulatory assets under management: $21.0M.

Registration

• CRD: 120056
• Type: Registered investment adviser
• Location: 1832 SOCOL AVE., NAPA, CA, 94559
• Phone: 707-255-6900
• Latest filing: 2026-03-27
• Regulatory AUM: $21.0M
• Discretionary AUM: $21.0M
• Clients: 1
• Accounts: 71

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 120056 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search