SOUNDVIEW CAPITAL MANAGEMENT CORPORATION
SOUNDVIEW CAPITAL MANAGEMENT CORPORATION of NEW HAVEN, CT is an SEC-registered investment adviser (CRD 120532). Regulatory assets under management: $60.1M.
Registration
- CRD: 120532
- SEC file number: 801-61426
- Type: Registered investment adviser
- Location: 31 WHITNEY AVENUE, NEW HAVEN, CT, 06510-1219
- Phone: 203-773-1036
- Latest filing: 2012-06-18
- Regulatory AUM: $60.1M
- Discretionary AUM: $60.1M
- Clients: 1
- Accounts: 147
Officers, owners & control persons (3)
| Name | Role | Location |
|---|
| GETMAN CHRISTOPHER | PRESIDENT | — |
| ROSENFELD LYNNE | CHIEF COMPLIANCE OFFICER; CORPORATE SECRETARY; OFFICE MANAGER | — |
| DUSZA JOHN M | CHIEF INVESTMENT OFFICER | — |
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