PENNIALL & ASSOCIATES, INC.
PENNIALL & ASSOCIATES, INC. of PASADENA, CA is an SEC-registered investment adviser (CRD 121336). Regulatory assets under management: $270.0M.
Registration
- CRD: 121336
- SEC file number: 801-61309
- Type: Registered investment adviser
- Location: 257 SOUTH FAIR OAKS, #200, PASADENA, CA, 91105
- Phone: 626-795-3062
- Latest filing: 2008-02-07
- Regulatory AUM: $270.0M
- Discretionary AUM: $270.0M
- Clients: 6
- Accounts: 808
Officers, owners & control persons (3)
| Name | Role | Location |
|---|
| PENNIALL DAVID RICKARD | OWNER/PRESIDENT | — |
| WALTERS ELIZABETH ANNE | CHIEF COMPLIANCE OFFICER | — |
| WALTERS ELIZABETH M | CHIEF COMPLIANCE OFFICER | — |
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