BROCK SECURITIES LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 122156). Regulatory assets under management: $4.6B.
| Name | Role | Location |
|---|---|---|
| BURKE LISA MARIE | MANAGING DIRECTOR; MEMBER | — |
| BROWN EDWARD TRIGG JR | MEMBER (MI ONLY); SENIOR MANGING DIRECTOR | — |
| TAYLOR JAMES | ADMINISTRATIVE OFFICER; MEMBER | — |
| SVENSON CHARLES OSCAR | CHAIRMAN, PRESIDENT AND CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER | — |
| LEBEC ALAIN MARCEL | MEMBER; SENIOR MANAGING DIRECTOR | — |
| CAPPELL NORMAN ADAM | GENERAL COUNSEL | — |