LAZARD ASSET MANAGEMENT LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 122836). Regulatory assets under management: $120.5B.
Compensation: % of AUM, Fixed, Performance.
Clients served: High net worth, Pooled vehicles, Charities, Investment cos.
Showing 25 of 58 people.
| Name | Role | Location |
|---|---|---|
| Scott M Stewart | DIRECTOR LAZARD GROUP LLC | Toronto, A6 |
| Scott Stewart | DIRECTOR LAZARD GROUP LLC | VANCOUVER, A1 |
| Mark Richard Anderson | GENERAL COUNSEL; GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | Los Angeles, CA |
| Nathan Abraham Paul | CHIEF OPERATING OFFICER | New York, NY |
| Robert Malcolm Massaroni | CHIEF FINANCIAL OFFICER | — |
| Mary Ann Betsch | DIRECTOR | — |
| Kyle Christopher Digangi | CHIEF COMPLIANCE OFFICER AND COUNSEL | — |
| Peter R Orszag | DIRECTOR | — |
| Christopher Hogbin | CHIEF EXECUTIVE OFFICER, DIRECTOR | — |
| Rosalie F Berman | CHIEF OPERATING OFFICER | — |
| Nargis Ahmad Hilal | CHIEF COMPLIANCE OFFICER | — |
| Evan Lawrence Russo | CHIEF EXECUTIVE OFFICER, DIRECTOR | — |
| Lawrence Hunter Cohen | GLOBAL HEAD OF TECHNOLOGY & OPERATIONS | — |
| Kenneth Marc Jacobs | DIRECTOR | — |
| TURNER DAVID JOHN | DIRECTOR LAZARD GROUP LLC | — |
| KAWAKAMI BRIAN KEN | CHIEF COMPLIANCE OFFICER | — |
| COHEN LAWRENCE HUNTER | GLOBAL HEAD OF TECHNOLOGY & OPERATIONS | — |
| CLARK DEREK CHARLES | DIRECTOR LAZARD GROUP LLC | — |
| ANDERSON MARK RICHARD | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL; GENERAL COUNSEL | — |
| SIMON MARC DAVID | CHIEF COMPLIANCE OFFICER | — |
| MAZZARI GERALD BRUCE | CHIEF OPERATING OFFICER; COO | — |
| WASSERSTEIN BRUCE JAY | CHAIRMAN EXECUTIVE COMMITTEE OF LAZARD LLC, HEAD OF LAZARD LLC & MEMBER OF LAZARD BOARD OF LAZARD LLC; CHAIRMAN LAZARD GROUP LLC; DIRECTOR | — |
| WARD CHARLES GOULD | DIRECTOR; MEMBER OF MANAGEMENT COMMITTEE OF LF&CO. | — |
| PAUL NATHAN ABRAHAM | CHIEF BUSINESS OFFICER; CHIEF LEGAL OFFICER; CHIEF OPERATING OFFICER (+2 more) | — |
| BHUTANI ASHISH | DIRECTOR; DIRECTOR, CEO; DIRECTOR, CHIEF EXECUTIVE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-03-23 | regulatory | IN AUGUST 2019, LAZARD ASSET MANAGEMENT LLC ("LAM") SUBMITTED A NOTIFICATION WITH THE SFSA DISCLOSING THAT LAM'S OWNERSHIP OF SHARES OF A SWEDISH ISSUER HAD EXCEEDED 5%. DUE TO AN ADMINISTRATIVE ERROR, SUCH NOTIFICATION WAS FILED AFTER THE NOTIFICATION DEADLINE SPECIFIED IN THE SWEDISH FINANCIAL INS… | Final | $17K |