GEHRIG CAPITAL MANAGEMENT, INC. of MERRILLVILLE, IN is an SEC-registered investment adviser (CRD 123250). Regulatory assets under management: $203.9M.
Compensation: % of AUM.
Clients served: High net worth.
| Name | Role | Location |
|---|---|---|
| Lothar B Gehrig | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| GEHRIG LOTHAR B | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2018-05-09 | regulatory | FAILURE TO FILE FORM ADV BETWEEN JANUARY TO MARCH 2018 | Final | $2K |