INDIVIDUAL ASSET MANAGEMENT, INC

INDIVIDUAL ASSET MANAGEMENT, INC of SAN MATEO, CA is an SEC-registered investment adviser (CRD 123418). Regulatory assets under management: $173.1M.

Registration

• CRD: 123418
• SEC file number: 801-132369
• Type: Registered investment adviser
• Location: 411 BOREL AVENUE, SUITE 502, SAN MATEO, CA, 94402
• Phone: 415-358-0138
• Latest filing: 2026-03-27
• Regulatory AUM: $173.1M
• Discretionary AUM: $173.1M
• Clients: 5
• Accounts: 424

Business model

Compensation: % of AUM, Fixed, Performance.

Clients served: Individuals, High net worth, Charities, Other.

Officers, owners & control persons (2)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 123418 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search