CYGNET FINANCIAL PLANNING INC. of WATERFORD, MI is an SEC-registered investment adviser (CRD 123430). Regulatory assets under management: $212.9M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pensions.
| Name | Role | Location |
|---|---|---|
| Theodore Nmn Lakkides | CHAIRMAN | — |
| Brian Stephen Lakkides | CHIEF COMPLIANCE OFFICER; PRESIDENT | — |
| Aaron Andrew Cary | EXECUTIVE VICE PRESIDENT | — |
| LAKKIDES THEODORE NMN | CHAIRMAN; PRESIDENT, TREASURER AND SECRETARY; PRESIDENT, VICE PRESIDENT, TREASURER AND SECRETARY; CHIEF COMPLIANCE OFFICER | — |
| LAKKIDES THEODORE | PRESIDENT, VICE PRESIDENT, TREASURER AND SECRETARY; CHIEF COMPLIANCE OFFICER | — |
| LAKKIDES BRIAN STEPHEN | CHIEF COMPLIANCE OFFICER; PRESIDENT; VICE PRESIDENT | — |
| CARY AARON ANDREW | EXECUTIVE VICE PRESIDENT | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2018-02-08 | regulatory | IN FEBRUARY 2018 CYGNET RECEIVED A CEASE AND DESIST ORDER FROM THE CORPORATION, SECURITIES & COMMERCIAL LICENSING BUREAU OF THE STATE OF MICHIGAN ALLEGING THAT DARWIN MOORE WAS ACTING AS AN UNREGISTERED INVESTMENT ADVISOR REPRESENTATIVE OF CYGNET. THE ORDER WAS RELATED TO A CLERICAL ERROR THAT OCCUR… | Final | $1K |