US ASSET MANAGEMENT, LLC of PITTSBURGH, PA is an SEC-registered investment adviser (CRD 124234). Regulatory assets under management: $358.5M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Other.
Clients served: High net worth, Pooled vehicles, Charities, Other.
| Name | Role | Location |
|---|---|---|
| Flaherty Patrick | ACTING CEO/CCO; CEO/CCO; MEMBER | Dublin, L2 |
| Emery Jerome Levick | DIRECTOR OF INVESTMENTS | — |
| Michael E Flaherty | CHIEF COMPLIANCE OFFICER | — |
| KENNEDY CHARLES HOWARD | CHIEF COMPLIANCE OFFICER | — |
| GORR SARAH | CHIEF COMPLIANCE OFFICER | — |
| FREDERICK WILLIAM RANDALL | MEMBER; PRINCIPAL; SHAREHOLDER | — |
| SHELBY CHRISTOPHER MILO | PRINCIPAL; PRINCIPAL AND EXECUTIVE VP | — |
| KINNEY THOMAS BOONE | MEMBER; PRINCIPAL; SHAREHOLDER | — |
| KERN JOHN CHARLES | MEMBER; PRINCIPAL; SHAREHOLDER | — |
| WIESNER JOSEPH CHARLES | MEMBER; PRINCIPAL; SHAREHOLDER | — |
| WEISS RONALD MARK | EXECUTIVE VICE PRESIDENT | — |
| MCCARTHY JAMES L | EXECUTIVE VICE PRESIDENT; EXECUTIVE VICE PRESIDENT AND ACTING CHIEF COMPLIANCE OFFICER | — |
| MASLEK STEVE | MEMBER; NON OPERATIONAL MEMBER; PRINCIPAL (+1 more) | — |
| VOLITICH GREGORY | PRESIDENT AND CIO; PRESIDENT & CIO | — |
| MASLEK STEVEN MICHAEL | NON OPERATIONAL MEMBER; PRINCIPAL, PRESIDENT AND CHIEF COMPLIANCE OFFICER | — |
| MCCARTHY MICHAEL JAMES | EXECUTIVE VICE PRESIDENT | — |
| NAUGHTON PATRICK JOSEPH | DIRECTOR | — |
| LEVICK EMERY JEROME | DIRECTOR OF INVESTMENTS | — |
| ZELEZNIK MATTHEW J | CCO | — |
| Flaherty Michael E | CHIEF COMPLIANCE OFFICER | — |
| Michael E. Flaherty | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2015-01-15 | civil | AS AN ATTORNEY IN 2014, I EXPERIENCED STAGE 4 KIDNEY FAILURE. MY PRACTICE FELL INTO NEGLECT. CLIENTS COMPLAINED AND THE DISCIPLINARY BOARD INTERVENED. I VOLUNTARILY RESIGNED AS A MEMBER OF THE BAR. | Final | — |
| 2014-12-15 | regulatory | DUE TO A SERIES OF MEDICAL CONDITIONS WHICH BEGAN IN LATE 2013 AND CONTINUED THROUGHOUT 2014 (STAGE IV KIDNEY FAILURE, BLOOD CLOTS, PULMONARY AND DEPRESSION ISSUES, I NEGLECTED MY PRACTICE AND CLIENT MATTERS DUE TO SEVERE AND DEBILITATING MEDICAL CONDITIONS. CLIENTS RIGHTLY COMPLAINED TO THE DISCIPL… | Final | $250 |
| 2014-12-10 | civil | DUE TO SEVERE DEBILITATING ILLNESS, MY LAW PRACTICE FELL INTO NEGLECT AND CLIENTS RIGHTLY COMPLAINED TO THE BAR. I RESIGNED MY LICENSE TO PRACTICE LAW IN ORDER TO RESOLVE THE MATTER. | Final | $250 |