OPALEYE MANAGEMENT INC. of BOSTON, MA is an SEC-registered investment adviser (CRD 124513). Regulatory assets under management: $802.8M.
Compensation: % of AUM, Performance.
Clients served: Pooled vehicles, Investment cos.
| Name | Role | Location |
|---|---|---|
| James Aaron Silverman | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| SILVERMAN JAMES AARON | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2011-03-09 | regulatory | AN ADMINISTRATIVE COMPLAINT WAS BROUGHT ON MARCH 9, 2011 AGAINST JAMES A. SILVERMAN, RISK REWARD CAPITAL MANAGEMENT CORP., RRC MANAGEMENT, LLC AND RRC BIO FUND, LP ("RESPONDENTS") BY THE ENFORCEMENT SECTION OF THE MASSACHUSETTS SECURITIES DIVISION OF THE OFFICE OF THE SECRETARY OF THE COMMONWEALTH (… | Final | $50K |
| 2011-03-09 | regulatory | IN MARCH 2011, THE MASSACHUSETTS SECURITIES DIVISION FILED AN ADMINISTRATIVE COMPLAINT AGAINST JAMES A. SILVERMAN AND AFFILIATED ENTITIES, THEN KNOWN AS RISK REWARD CAPITAL MANAGEMENT CORP., RRC MANAGEMENT, LLC, AND RRC BIO FUND, LP, NOW KNOWN AS OPALEYE MANAGEMENT INC., OPALEYE GP LLC, AND OPALEYE,… | Final | $50K |