MARATHON ASSET MANAGEMENT, L.P. of NEW YORK, NY is an SEC-registered investment adviser (CRD 124613). Regulatory assets under management: $30.5B.
Compensation: % of AUM, Performance.
Clients served: Pooled vehicles, Investment cos.
| Name | Role | Location |
|---|---|---|
| Bruce Jeffrey Richards | CLASS A MEMBER; FOUNDER, MANAGING PARTNER, CHIEF EXECUTIVE OFFICER; MEMBER | — |
| Louis Todd Hanover | CLASS A MEMBER; FOUNDER, MANAGING PARTNER, CHIEF INVESTMENT OFFICER; MEMBER | — |
| Christine Chartouni | CHIEF LEGAL OFFICER | New York, NY |
| Scot Matthew Pasquale | CHIEF FINANCIAL OFFICER | — |
| James Benjamin Raboy | CHIEF OPERATING OFFICER | — |
| Anne M Campbell | CHIEF COMPLIANCE OFFICER | — |
| John Christopher Brown | CHIEF COMPLIANCE OFFICER | — |
| BROWN CHRISTOPHER | CHIEF COMPLIANCE OFFICER | — |
| RICHARDS BRUCE JEFFREY | CEO; CEO/MANAGING MEMBER; CLASS A MEMBER (+3 more) | — |
| HANOVER LOUIS TODD | CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER/MANAGING MEMBER; CLASS A MEMBER (+2 more) | — |
| RABINOWITZ ANDREW | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER (+6 more) | — |
| FLORIO GREGORY LEE | CHIEF COMPLIANCE OFFICER | — |
| LEAHY JAMES MICHAEL | CHIEF FINANCIAL OFFICER | — |
| RONZETTI RICHARD KEITH | PARTNER; PARTNER, GLOBAL HEAD OF RESEARCH | — |
| CHARTOUNI CHRISTINE | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER; CHIEF LEGAL OFFICER | — |
| HALPERN JON | PARTNER, GLOBAL HEAD OF REAL ESTATE | — |
| PASQUALE SCOT MATTHEW | CHIEF FINANCIAL OFFICER | — |
| RABOY JAMES BENJAMIN | CHIEF OPERATING OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-09-30 | regulatory | THE ORDER ALLEGES THAT REGISTRANT'S POLICIES AND PROCEDURES REGARDING THE TREATMENT OF MATERIALLY NON-PUBLIC INFORMATION ("MNPI") WERE NOT REASONABLY DESIGNED TO ADDRESS RISKS RELATED TO THE POTENTIAL FOR RECEIPT AND MISUSE OF MNPI RESULTING FROM PARTICIPATION ON AD HOC CREDITORS' COMMITTEES. ALTHOU… | Final | $1.5M |