SHEA, BRIAN MICHAEL

SHEA, BRIAN MICHAEL is an SEC-registered investment adviser (CRD 125606). Regulatory assets under management: $118.6M.

Registration

• CRD: 125606
• SEC file number: 801-132995
• Type: Registered investment adviser
• Phone: 203-966-9651
• Latest filing: 2026-03-23
• Regulatory AUM: $118.6M
• Discretionary AUM: $118.6M
• Clients: 2
• Accounts: 215

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Charities.

Officers, owners & control persons (1)

More on this firm

• Form ADV Part 2 brochure
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• This page as markdown (for LLM agents)
• CRD 125606 on SEC IAPD (source of record)
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