KEY FINANCIAL CONCEPTS, INC.

KEY FINANCIAL CONCEPTS, INC. of VERNON, CT is an SEC-registered investment adviser (CRD 125985). Regulatory assets under management: $11.0M.

Registration

• CRD: 125985
• Type: Registered investment adviser
• Location: 428 HARTFORD TPKE, SUITE 109, VERNON, CT, 06066
• Phone: 860-871-6114
• Latest filing: 2026-01-12
• Regulatory AUM: $11.0M
• Non-discretionary AUM: $11.0M
• Clients: 2
• Accounts: 31

Business model

Compensation: % of AUM, Hourly.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 125985 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search