PENBROOK MANAGEMENT LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 127269). Regulatory assets under management: $175.4M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Investment cos.
| Name | Role | Location |
|---|---|---|
| Robert Stephen Anderson | MANAGING MEMBER | — |
| Barbara Ann Dicostanzo | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | — |
| ANDERSON ROBERT STEPHEN | MANAGING MEMBER | — |
| KAPLAN RALPH MOSS | MANAGING MEMBER | — |
| BURKE BARBARA ANN | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | — |
| DICOSTANZO BARBARA ANN BURKE | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | — |
| DICOSTANZO BARBARA ANN | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2026-04-15 | civil | CIVIL ACTION ALLEGING BREACH OF FIDUCIARY DUTY AND IMPROPER HANDLING OF TRUST ASSETS IN CONNECTION WITH INVESTMENT MANAGEMENT ACTIVITIES, INCLUDING ALLEGATIONS RELATED TO INVESTMENT DECISIONS AND FEES. | Pending | — |
| — | regulatory | — | — | — |