SPECTRUM ASSETS, INC.
SPECTRUM ASSETS, INC. of BOCA RATON, FL is an SEC-registered investment adviser (CRD 127497). Regulatory assets under management: $60.6M.
Registration
- CRD: 127497
- SEC file number: 801-63983
- Type: Registered investment adviser
- Location: 4401 N. FEDERAL HWY.,, SUITE 203, BOCA RATON, FL, 33431
- Phone: 561-347-6662
- Latest filing: 2006-12-07
- Regulatory AUM: $60.6M
- Discretionary AUM: $47.0M
- Non-discretionary AUM: $13.5M
- Clients: 6
- Accounts: 192
Officers, owners & control persons (3)
| Name | Role | Location |
|---|
| CHOLERTON CLIVE PATRICK | PRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| STJOHN MICHAEL JAMES | PARTNER | — |
| LANDON JAMES CORNELIUS | PARTNER | — |
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