CARTER & BALSAM ADVISERS

CARTER & BALSAM ADVISERS is an SEC-registered investment adviser (CRD 127634). Regulatory assets under management: $15.5M.

Registration

• CRD: 127634
• Type: Registered investment adviser
• Phone: 310-979-5925
• Latest filing: 2026-01-30
• Regulatory AUM: $15.5M
• Discretionary AUM: $15.5M
• Clients: 1
• Accounts: 7

Business model

Compensation: % of AUM.

Clients served: High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 127634 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search