COMPASS PLANNING ASSOCIATES, INC.

COMPASS PLANNING ASSOCIATES, INC. is an SEC-registered investment adviser (CRD 128014). Regulatory assets under management: $213.9M.

Registration

• CRD: 128014
• SEC file number: 801-129110
• Type: Registered investment adviser
• Phone: 617-523-4666
• Latest filing: 2026-02-18
• Regulatory AUM: $213.9M
• Discretionary AUM: $196.8M
• Non-discretionary AUM: $17.1M
• Clients: 3
• Accounts: 333

Business model

Compensation: Hourly, Fixed.

Clients served: Individuals, High net worth.

Officers, owners & control persons (2)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
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• This page as markdown (for LLM agents)
• CRD 128014 on SEC IAPD (source of record)
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