CUTLER INVESTMENT COUNSEL, LLC of JACKSONVILLE, OR is an SEC-registered investment adviser (CRD 128483). Regulatory assets under management: $1.5B.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions.
| Name | Role | Location |
|---|---|---|
| Brooke Cutler Ashland | CHIEF COMPLIANCE OFFICER | — |
| Carol Sue Fischer | DIRECTOR OF CLIENT RELATIONS, MEMBER | — |
| Matthew Cutler Patten | CHIEF EXECUTIVE OFFICER, MEMBER | — |
| Erich Mark Patten | PRESIDENT, MEMBER | — |
| Brook Austin Anderson | CHIEF OPERATING OFFICER | — |
| ASHLAND BROOKE CUTLER | CEO, CCO; CEO, CHIEF COMPLIANCE OFFICER; CHAIRMAN, CHIEF COMPLIANCE OFFICER, MEMBER (+2 more) | — |
| FISCHER CAROL SUE | COO; DIRECTOR OF CLIENT RELATIONS; DIRECTOR OF CLIENT RELATIONS, MEMBER | — |
| PATTEN MATTHEW | PM; PRES | — |
| PATTEN ERICH | CIO; PORTFOLIO MANAGER; PORT MGR | — |
| URPI XAVIER JOSE | DIRECTOR OF FIXED INCOME; DIRECTOR OF FIXED INCOME, MEMBER | — |
| PATTEN MATTHEW CUTLER | CHIEF EXECUTIVE OFFICER, MEMBER; PRESIDENT; PRESIDENT, MEMBER | — |
| ASHLAND BROOKE | CEO | — |
| PATTEN MARK | PORTFOLIO MANAGER, MEMBER; PRESIDENT, MEMBER | — |
| BEGGS WILLIAM CHARLES | SENIOR ANALYST; SENIOR ANALYST, MEMBER | — |
| ANDERSON BROOK AUSTIN | CHIEF OPERATING OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2019-07-24 | regulatory | FAILURE TO PROPERLY DISCLOSE CONFLICTS OF INTERESTS AND BROKER-DEALER REGISTRATION VIOLATIONS IN CONNECTION WITH THE RECEIPT OF COMPENSATION FROM PRIVATE REAL ESTATE FUND ALASKA FINANCIAL COMPANY III LLC AND FALSE AND MISLEADING STATEMENTS IN FORM ADV FILINGS. | Final | $85K |
| 2019-07-24 | regulatory | FAILURE TO PROPERLY DISCLOSE CONFLICTS OF INTERESTS AND BROKER-DEALER REGISTRATION VIOLATIONS IN CONNECTION WITH THERECEIPT OF COMPENSATION FROM PRIVATE REAL ESTATE FUND ALASKA FINANCIAL COMPANY III LLC AND FALSE AND MISLEADINGSTATEMENTS IN FORM ADV FILINGS. | Final | $85K |
| City | State | Employees | Phone |
|---|---|---|---|
| BELLEVUE | WA | 5 | 541-770-9000 |
| ANCHORAGE | AK | 3 | 907-754-3600 |
| NEWPORT BEACH | CA | 3 | 949-403-7075 |