ABACUS WEALTH PARTNERS, LLC of SANTA MONICA, CA is an SEC-registered investment adviser (CRD 128590). Regulatory assets under management: $3.6B.
Compensation: % of AUM, Fixed, Performance.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Investment cos, Other.
Showing 25 of 47 people.
| Name | Role | Location |
|---|---|---|
| Bruce Burton Daniel | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR; MANAGING DIRECTOR; PARTNER (+1 more) | Auburn, AL |
| Spencer David Sherman | CO-FOUNDER; SHAREHOLDER | — |
| Brenton Warwick Kessel | CO-FOUNDER; SHAREHOLDER | — |
| Barrett Sean Porter | FINANCIAL ADVISOR AND PARTNER | — |
| Gabriel Stephen Brenner | BOARD MEMBER; BOARD MEMBER / PARTNER | — |
| Neela Bushnell Hummel | CO-CEO | — |
| Barbara Jacobs Wolf | BOARD MEMBER; BOARD MEMBER / PARTNER | — |
| Walter Yu | BOARD MEMBER | — |
| Matthew John Rivera | CO-CIO/PARTNER | — |
| Lindsey Shea Woodward Rafkind | CO-CIO/PARTNER | — |
| Jorge Paganin | CFO/CCO/COO PARTNER; CFO/CCO/PARTNER | Santa Monica, CA |
| Mary Elizabeth Storjohann | CO-CEO | — |
| SHERMAN SPENCER DAVID | CEO; CO-CEO; CO-FOUNDER (+2 more) | — |
| KESSEL BRENTON | PRESIDENT & COO | — |
| COLE JASON M | FINANCIAL ADVISOR AND PARTNER; VICE PRESIDENT | — |
| ALOIA GREGORY VINCENT | CHIEF COMPLIANCE OFFICER; FINANCIAL ADVISOR AND PARTNER | — |
| COLON LISA MARIE | CHIEF COMPLIANCE OFFICER | — |
| LAMB LARA GASTON | BOARD MEMBER; FINANCIAL ADVISOR & PARTNER | — |
| LAWRENCE SUZANNE | CHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER | — |
| KESSEL BRENTON W | CO-CEO; PRESIDENT | — |
| DEWOLF DAVID ALLEN | CFO AND PARTNER | — |
| GAGNE DARIUS GEISER | CIO AND PARTNER | — |
| HELLER MATTHEW DAVID | CHIEF COMPLIANCE OFFICER / INTERNAL COUNSEL | — |
| CANNING THOMAS EDWARD | BOARD MEMBER; FINANCIAL ADVISOR AND PARTNER | — |
| KESSEL BRENTON WARWICK | CO-FOUNDER; SHAREHOLDER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-06-29 | regulatory | THE OREGON DIVISION OF FINANCIAL REGULATION CANCELLED THE REGISTRATION/LICENSE OF THE PREVIOUS INVESTMENT ADVISER FIRM THAT MR. KAPLAN WAS ASSOCIATED WITH, HALCYON FINANCIAL PLANNING, DUE TO "LACK OF E&O INSURANCE". | Final | — |