FOX, ROGER BENNETT of ENCINO, CA is an SEC-registered investment adviser (CRD 129367). Regulatory assets under management: $106.4M.
Compensation: % of AUM, Fixed, Performance.
Clients served: High net worth.
| Name | Role | Location |
|---|---|---|
| FOX ANDREW ROGER | SOLE PROPRIETOR; SOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER; SOLE PROPRIETOR/COMPLIANCE OFFICER | — |
| FOX MICHAEL B | SOLE PROPRIETOR; SOLE PROPRIETOR/CCO; SOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER | — |
| MARSHALL AMY | CHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER/OPERATIONS MANAGER | — |
| Roger B Fox | PRESIDENT/CCO; SOLE PROPRIETOR/CCO | — |
| Amy Marshall | COMPLIANCE OFFICER/OPERATIONS MANAGER | — |