LESA SROUFE & COMPANY, INC.

LESA SROUFE & COMPANY, INC. of SEATTLE, WA is an SEC-registered investment adviser (CRD 130232). Regulatory assets under management: $207.3M.

Registration

Business model

Compensation: % of AUM, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles, Corporations.

Officers, owners & control persons (7)

NameRoleLocation
Lesa Anne SroufePRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER
Shaun Elizabeth CorryCHIEF COMPLIANCE OFFICER
SROUFE LESA ANNEPRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER
VO KASSIRA THIDIRECTOR OF SALES & MARKETING; OPERATIONS MANAGER; OPERATIONS MANAGER/CHIEF COMPLIANCE OFFICER
CORRY SHAUN ELIZABETHCHIEF COMPLIANCE OFFICER
HOWE PATRICIA EMERSONVICE PRESIDENT/DIRECTOR,CHIEF COMPLIANCE OFFICER
GEURKINK JONATHAN SAMUELRESEARCH DIRECTOR

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