CAPITAL DYNAMICS, INC. of NEW YORK, NY is an SEC-registered investment adviser (CRD 130320). Regulatory assets under management: $2.7B.
Compensation: % of AUM, Fixed, Performance.
Clients served: Investment cos.
Showing 25 of 47 people.
| Name | Role | Location |
|---|---|---|
| Harald Zeiter | GROUP GENERAL COUNSEL, EXECUTIVE COMMITTEE MEMBER | New York, NY |
| Hina Ahmad | CHIEF OPERATING OFFICER, BOARD MEMBER, EXECUTIVE COMMITTEE MEMBER | Luxembourg, N4 |
| George Georgiou | EXECUTIVE COMMITTEE MEMBER | Edinburgh, X0 |
| Andrew Glenn Bernstein | EXECUTIVE COMMITTEE MEMBER | — |
| Martin Gillis Hahn | CHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE MEMBER AND BOARD MEMBER | — |
| Carolin Hirschbiel | EXECUTIVE COMMITTEE MEMBER | — |
| Reid William Conway | GLOBAL CHIEF COMPLIANCE OFFICER | — |
| Barney Alistair Coles | EXECUTIVE COMMITTEE MEMBER | — |
| Joseph Brindis Marks | EXECUTIVE COMMITTEE MEMBER | — |
| Dario Bertagna | EXECUTIVE COMMITTEE MEMBER | — |
| Thomas J Kubr | BOARD MEMBER; OWNER | — |
| Bryn Gareth Gostin | EXECUTIVE COMMITTEE MEMBER | — |
| MCCLEAN DAVID EDWARD | CHIEF COMPLIANCE OFFICER | — |
| LAMPERT LISA JILL | GLOBAL CHIEF COMPLIANCE OFFICER | — |
| KUBR THOMAS J | BOARD MEMBER; CEO & DIRECTOR; CHAIRMAN, BOARD MEMBER (+5 more) | — |
| AMMANN STEFAN | CHIEF EXECUTIVE OFFICER; SECRETARY & TREASURER-DIRECTOR | — |
| PETERMANN HELGE | PRINCIPAL | — |
| GOODMAN CARL HENRY | FINOP | — |
| WOOLFORD WILLIAM D | PRINCIPAL,DIRECTOR | — |
| THOMPSON HUW | CHIEF COMPLIANCE OFFICER | — |
| CONWAY MICHAEL WILLIAM | GLOBAL CHIEF COMPLIANCE OFFICER | — |
| ANDERSON NANCY LOUISE | CHIEF FINANCIAL OFFICER, EXECUTIVE COMMITTEE MEMBER | — |
| WOOLFORD WILLIAM DAVID | CHIEF COMPLIANCE OFFICER, PRINCIPAL,DIRECTOR; PRINCIPAL,DIRECTOR; PRINCIPAL, DIRECTOR | — |
| SLINGER CHRISTOPHER JON | CHIEF COMPLIANCE OFFICER | — |
| HALL JEFFREY STUART | EXECUTIVE COMMITTEE MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2014-12-30 | regulatory | THE SEC ISSUED A REQUEST FOR INFORMATION TO CAPITAL DYNAMICS, INC. ("CDI") ON DECEMBER 30, 2014. THE MATTER WAS SETTLED ON AUGUST 16, 2017, WITH CDI NEITHER ADMITTING NOR DENYING THE SEC'S FINDINGS, WHICH RELATED TO CERTAIN EXPENSES ALLOCATED TO A LEGACY FUND. MANY OF THE EXPENSES HAD BEEN IDENTIFIE… | Final | $275K |
Private Equity Fund: 23 · Venture Capital Fund: 4
Showing 15 of 27 funds by gross asset value.
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| CAPITAL DYNAMICS MID-MARKET DIRECT VI (US), LP | Private Equity Fund | Delaware | 9 | $711.7M | $100K |
| CAPITAL DYNAMICS GLOBAL SECONDARIES VI (US), LP | Private Equity Fund | Delaware | 58 | $396.6M | $500K |
| CD CLEAN ENERGY AND INFRASTRUCTURE VII-A, L.P. | Private Equity Fund | Delaware | 16 | $302.7M | $200K |
| CAPITAL DYNAMICS GLOBAL SECONDARIES V (US) LP | Private Equity Fund | Delaware | 100 | $192.4M | $500K |
| CAPITAL DYNAMICS TRANSACTION PARTNERS 2021 LP | Private Equity Fund | Delaware | 88 | $177.7M | $250K |
| CAPITAL DYNAMICS MID-MARKET DIRECT V (US) LP | Private Equity Fund | Delaware | 46 | $127.9M | $250K |
| CAPITAL DYNAMICS CLEAN ENERGY INFRASTRUCTURE FUND X-C (DELAWARE), L.P. | Private Equity Fund | Delaware | 3 | $120.6M | $250K |
| CAPITAL DYNAMICS GLOBAL SECONDARIES IV, LP | Private Equity Fund | Delaware | 36 | $115.2M | $250K |
| CAPITAL DYNAMICS STRATEGIC SMALL CAP PROGRAM LP | Private Equity Fund | Cayman Islands | 1 | $100.7M | $100K |
| CAPITAL DYNAMICS MID-MARKET DIRECT IV (U.S.), L.P. | Private Equity Fund | Delaware | 33 | $96.5M | $500K |
| CAPITAL DYNAMICS GENERATION 2022 (US), LP | Private Equity Fund | Delaware | 7 | $84.6M | $250K |
| CAPITAL DYNAMICS GENERATION 2022 (NON-US), LP | Private Equity Fund | Delaware | 3 | $80.8M | $250K |
| CAPITAL DYNAMICS GENERATION IX (US) LP | Private Equity Fund | Delaware | 1 | $57.7M | $250K |
| CAPITAL DYNAMICS GLOBAL SECONDARIES IV FEEDER (CAYMAN), LP | Private Equity Fund | Cayman Islands | 12 | $51.1M | $250K |
| CAPITAL DYNAMICS MID-MARKET DIRECT IV FEEDER (CAYMAN), L.P. | Private Equity Fund | Cayman Islands | 9 | $40.1M | $375K |