KEYNOTE FINANCIAL SERVICES, LLC

KEYNOTE FINANCIAL SERVICES, LLC of VERNON, CT is an SEC-registered investment adviser (CRD 130384). Regulatory assets under management: $227.4M.

Registration

• CRD: 130384
• SEC file number: 801-126600
• Type: Registered investment adviser
• Location: 7 KEYNOTE DRIVE, SUITE D, VERNON, CT, 06066
• Phone: 860-875-5753
• Latest filing: 2026-03-11
• Regulatory AUM: $227.4M
• Discretionary AUM: $227.4M
• Clients: 2
• Accounts: 536

Business model

Compensation: % of AUM, Hourly.

Clients served: Individuals, High net worth, Pooled vehicles.

Officers, owners & control persons (2)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 130384 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search