CAPE ANN FINANCIAL

CAPE ANN FINANCIAL is an SEC-registered investment adviser (CRD 131088). Regulatory assets under management: $18.2M.

Registration

• CRD: 131088
• Type: Registered investment adviser
• Phone: 978-526-0000
• Latest filing: 2026-06-16
• Regulatory AUM: $18.2M
• Discretionary AUM: $6.0M
• Non-discretionary AUM: $12.2M
• Clients: 1
• Accounts: 40

Business model

Compensation: % of AUM, Hourly.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 131088 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search