FINLEY FINANCIAL, LLC of LAS VEGAS, NV is an SEC-registered investment adviser (CRD 131442). Regulatory assets under management: $259.8M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM.
Clients served: High net worth.
| Name | Role | Location |
|---|---|---|
| Jason Donald Finley | CHIEF COMPLIANCE OFFICER/MEMBER | — |
| Laura Marie Finley | MINORITY OWNER | — |
| FINLEY JASON DONALD | CHIEF COMPLIANCE OFFICER/MEMBER; CHIEF EXECUTIVE OFFICER/MEMBER; MEMBER | — |
| Finley Laura | MINORITY OWNER | — |
| FINLEY LAURA MARIE | MINORITY OWNER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |