UNIVERSAL FINANCIAL SERVICES INC.

UNIVERSAL FINANCIAL SERVICES INC. of GUAYNABO, PR is an SEC-registered investment adviser (CRD 131558). Regulatory assets under management: $324.6M.

Registration

Business model

Compensation: % of AUM.

Officers, owners & control persons (16)

NameRoleLocation
Jose Carlos Benitez-UlmerEXECUTIVE REPRESENTATIVE, FINOP—
Monique MirandaCEO; DIRECTOR—
Osvaldo Ramirez BermudezCHIEF RISK OFFICER—
Nancy Ivette Martinez-RiveraCHIEF COMPLIANCE OFFICER—
MIRANDA LUIS BAUTISTACEO; DIRECTOR—
BENITEZ JOSE CARLOSEXECUTIVE REPRESENTATIVE & FINOP—
MIRANDA MONIQUECEO; DIRECTOR—
GAROFALO MEDINA JAVIERCHIEF COMPLIANCE OFFICER—
WEBB MILDRED CASSANDRACHIEF COMPLIANCE OFFICER—
CRUZ CECILIADIRECTOR—
VAZQUEZCOTTO RUBEN DARIOAGENCY MANAGER—
BENITEZ-ULMER JOSE CARLOSEXECUTIVE REPRESENTATIVE, FINOP; EXECUTIVE REPRESENTATIVE, FINOP & CCO; EXECUTIVE REPRESENTATIVE, FINOP & CCO-BROKER DEALER—
PASCUAL NAVARRO ALEJANDRO MIGUELCHIEF COMPLIANCE OFFICER—
PREWITT MICHAEL ECCO- REGISTERED INVESTMENT ADVISER—
RAMIREZ BERMUDEZ OSVALDOCCO-REGISTERED INVESTMENT ADVISER; CHIEF RISK OFFICER—
MARTINEZ-RIVERA NANCY IVETTECHIEF COMPLIANCE OFFICER—

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