WASI

WASI of MILL VALLEY, CA is an SEC-registered investment adviser (CRD 131689). Regulatory assets under management: $70.9M.

Registration

Business model

Compensation: % of AUM.

Clients served: High net worth, Corporations.

Officers, owners & control persons (5)

NameRoleLocation
GORDON GEORGE BRUCEPRESIDENT
FRANZESE JOHN ANTHONYVICE PRESIDENT
CONRADY RENEE MARILYNCHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, V.P.; VICE PRESIDENT
PICO TONYVICE PRESIDENT
VAN HOY RENEE MARILYNCHIEF COMPLIANCE OFFICER; VICE PRESIDENT

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