CASTLEROCK ASSET MANAGEMENT, INC.

CASTLEROCK ASSET MANAGEMENT, INC. of NEW YORK, NY is an SEC-registered investment adviser (CRD 132155).

Registration

Officers, owners & control persons (6)

NameRoleLocation
TANICO PAUL PATRICKPRINCIPAL AND PRESIDENT; PRINCIPAL/PRESIDENT; PRINCIPAL/PRESIDENT/CHIEF COMPLIANCE OFFICER—
ADAMS ELLEN HUNTPRINCIPAL/VICE PRESIDENT—
LAMARI-BURDEN MARIA RITACFO & GENERAL COUNSEL; CFO, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER—
ZIKRY EMAD ABDELKHALIKPRESIDENT & CEO—
GOLDMAN RICHARD ACHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER—
FEDERICI GUIDO ATHONYCHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER—

Private funds (3)

FundTypeFormedOwnersGross asset valueMin investment
CASTLEROCK PARTNERS, L.P.Hedge Fund—19—$1.0M
CASTLEROCK PARTNERS II, L.P.Hedge Fund—6—$500K
CASTLEROCK MASTER FUND, LTD.Hedge Fund—9—$1.0M

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