PROSTATIS GROUP LLC of HANOVER, MD is an SEC-registered investment adviser (CRD 132662). Regulatory assets under management: $605.4M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly.
Clients served: Individuals, High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| Michael Anthony Canet | CHIEF COMPLIANCE OFFICER; MANAGING MEMBER/CHIEF COMPLIANCE OFFICER; MEMBER | — |
| Ryan C Herbert | MANAGING DIRECTOR; MEMBER | — |
| CANET MICHAEL ANTHONY | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | — |
| HERBERT RYAN C | MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2017-05-19 | regulatory | THE FIRM SERVICED APPROXIMATELY TEN (10) VIRGINIA CLIENTS WITHOUT BEING PROPERLY REGISTERED IN THE COMMONWEALTH OF VIRGINIA. | Final | — |
| — | regulatory | — | — | — |