PROXIMA CAPITAL MANAGEMENT, LLC

PROXIMA CAPITAL MANAGEMENT, LLC of NEW YORK CITY, NY is an SEC-registered investment adviser (CRD 133043). Regulatory assets under management: $186.1M.

Registration

CRD: 133043
SEC file number: 801-67912
Type: Registered investment adviser
Location: 845 THIRD AVENUE, 16TH FLOOR, NEW YORK CITY, NY, 10022
Phone: 212-897-5717
Latest filing: 2019-03-26
Regulatory AUM: $186.1M
Discretionary AUM: $186.1M
Clients: 4
Accounts: 3

Officers, owners & control persons (9)

Name	Role	Location
CARROLL DANIEL PETER	SENIOR ANALYST/MEMBER	—
DONNELLY SCOTT ROBERT	CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER	—
MITEVA YOULIA K	MANAGING MEMBER; SOLE MEMBER	—
TRAVIS DAVID NEIL	CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER (+1 more)	—
GILMARTIN MATHEW GERARD	CHIEF FINANCIAL OFFICER	—
KRAUSE JANINE	CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	—
TRAN PHUC VINCE	SENIOR ANALYST/MEMBER	—
SHAHRASEBI SOHAIL	SENIOR ANALYST/MEMBER	—
ROWLAND YOULIA K	MANAGING MEMBER	—

Private funds (1)

Fund	Type	Formed	Owners	Gross asset value	Min investment
PROXIMA CAPITAL MASTER FUND, LTD	Hedge Fund	—	30	$186.1M	$1.0M

Fund service providers (1)

administrator: SS&C TECHNOLOGIES, INC.

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