PARATUS FINANCIAL, INC. of DALLAS, TX is an SEC-registered investment adviser (CRD 133361). Regulatory assets under management: $757.4M.
Compensation: Hourly, Fixed.
Clients served: Individuals, High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| Bonnie Free Chadwick | MANAGING DIRECTOR / CCO | — |
| GRISZ BONNIE FREE | MANAGING DIRECTOR; MANAGING DIRECTOR / CCO; MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | — |
| GRISZ MICHAEL ADAM | DIRECTOR | — |
| BURRUSS JANE ROLLIN | DIRECTOR | — |
| BACON DIANA LYNN | CHIEF COMPLIANCE OFFICER | — |
| GRISZ BONNIE A | MANAGING DIRECTOR | — |
| CHADWICK BONNIE FREE | MANAGING DIRECTOR / CCO | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2021-06-01 | regulatory | FAILURE TO TIMELY FILE A CLIENT RELATIONSHIP SUMMARY WITH ADV FAILURE TO TIMELY DELIVER CLIENT RELATIONSHIP SUMMARY TO RETAIL CLIENTS | Final | $98K |