BRADESCO GLOBAL ADVISORS of CORAL GABLES, FL is an SEC-registered investment adviser (CRD 134416). Regulatory assets under management: $181.5M.
Compensation: % of AUM.
Clients served: Investment cos, Other.
| Name | Role | Location |
|---|---|---|
| Dulce Maria Galindo Gnibus | CHIEF COMPLIANCE OFFICER | — |
| Carlos Alberto Villela | CHIEF ACCOUNTING OFFICER | — |
| Mauricio Franco Goulart Da Cunha | EXECUTIVE REPRESENTATIVE | — |
| Eiji Aono | CHIEF INVESTMENT OFFICER | — |
| Luciano Garcia Guilherme | HEAD OF DIGITAL PRODUCTS | — |
| CORREA MARCELLO | PRESIDENT | — |
| LEON JOSE LUIS | MANAGING DIRECTOR/CCO; MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | — |
| PELLAS CARLOS F | SHAREHOLDER | — |
| NODAR MARIA EUGENIA | CHIEF COMPLIANCE OFFICER; CHIEF OPERATIONS OFFICER | — |
| INCER ROMEO MARIA ESTIBALIZ | MANAGING DIRECTOR AND PRINCIPAL | — |
| FALLA ALEJANDRO | PRESIDENT | — |
| VILLELA CARLOS ALBERTO | CHIEF ACCOUNTING OFFICER | — |
| SIQUEIRA LANFRANCHI RICARDO | PRESIDENT & CHIEF EXECUTIVE OFFICER | — |
| GALINDO GNIBUS DULCE MARIA | CHIEF COMPLIANCE OFFICER | — |
| GOULART DA CUNHA MAURICIO FRANCO | EXECUTIVE REPRESENTATIVE; INVESTMENT SOLUTIONS OFFICER | — |
| Aono Eiji | CHIEF INVESTMENT OFFICER | — |
| GUILHERME LUCIANO GARCIA | HEAD OF DIGITAL PRODUCTS | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-06-22 | regulatory | THE SEC ALLEGED THAT FOR A SPECIFIC PERIOD OF TIME BRADESCO GLOBAL ADVISORS, INC. ADVERTISED HYPOTHETICAL PERFORMANCE ON ITS PUBLIC WEBSITE WITHOUT ADOPTING AND IMPLEMENTING POLICIES AND PROCEDURES REASONABLY DESIGNED TO ENSURE THAT THE HYPOTHETICAL PERFORMANCE WAS RELEVANT TO THE LIKELY FINANCIAL S… | Final | $20K |