AZIMUT INVESTMENT ADVISORS LLC of MIAMI, FL is an SEC-registered investment adviser (CRD 134626). Regulatory assets under management: $1.0B.
Compensation: % of AUM, Hourly, Fixed, Performance.
Clients served: High net worth, Pooled vehicles, Other.
| Name | Role | Location |
|---|---|---|
| Carlos Javier Gonzalez | CHIEF COMPLIANCE OFFICER | — |
| Rodrigo Da Cunha Rego | CHIEF EXECUTIVE OFFICER; OWNER/ MEMBER | — |
| Andre Corsini Leao | CHIEF INVESTMENT OFFICER | — |
| Uzi Nmn Rosha | CHIEF COMPLIANCE OFFICER | — |
| Maria Grazia Sonzogni | MANAGER | — |
| Vittorio Federico Pracca | MANAGER | — |
| Giorgio Medda | MANAGER | — |
| Marco Rabito Maneri | MANAGER | — |
| Bruno Colaco Gorgatti | MANAGING PARTNER | — |
| Walter Jose Alves | MANAGING PARTNER | — |
| GADEN YVES G | CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER; MANAGING DIRECTOR | — |
| REGO RODRIGO DA CUNHA | CHIEF EXECUTIVE OFFICER; MANAGING DIRECTOR; OWNER/ MEMBER | — |
| PINTO GUSTAVO MAGALHAES | MANAGING DIRECTOR | — |
| PENIDO JOAO AUGUSTO | MANAGING DIRECTOR | — |
| JARAMILLO JOSE FRANCISCO | CHIEF COMPLIANCE OFFICER; MEMBER | — |
| AVIZZANO JOSE HARRISON | CHIEF COMPLIANCE OFFICER | — |
| SINCLAIR ANDRES ROBERTO | CHIEF INVESTMENT OFFICER | — |
| AVIZZANO JOSE | CHIEF COMPLIANCE OFFICER | — |
| GONZALEZ STAWINSKI CARLOS JAVIER | CHIEF COMPLIANCE OFFICER | — |
| LEE DON CHRISTOPHER | CHIEF COMPLIANCE OFFICER | — |
| GADEN YVES GEORGE | OWNER | — |
| ENRIQUEZ LEOPOLDO | OWNER | — |
| LEAO ANDRE CORSINI | CHIEF INVESTMENT OFFICER | — |
| Uzi (Nmn) Rosha | CHIEF COMPLIANCE OFFICER | — |
| Thomas Mercante | MANAGER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-09-09 | regulatory | THE SEC FOUND THAT FOR A SPECIFIC PERIOD OF TIME AZ APICE (WHICH HAS MERGED WITH AIA) DISSEMINATED IN THEIR WEBSITE, TO A MASS AUDIENCE, STATEMENTS THAT WERE FOUND TO BE MISLEADING. SPECIFICALLY, STATEMENTS THAT CONTAINED LANGUAGE THAT ASSERTED THAT AZ APICE WAS "CONFLICT FREE" OR "FREE FROM CONFLIC… | Final | $75K |