STERLING FINANCIAL SERVICES, LLC
STERLING FINANCIAL SERVICES, LLC of CONCORD, NH is an SEC-registered investment adviser (CRD 135505). Regulatory assets under management: $48.0M.
Registration
- CRD: 135505
- SEC file number: 801-71022
- Type: Registered investment adviser
- Location: 6 LOUDON ROAD, SUITE 505, CONCORD, NH, 03301
- Phone: 603-224-1010
- Latest filing: 2012-06-28
- Regulatory AUM: $48.0M
- Discretionary AUM: $27.9M
- Non-discretionary AUM: $20.1M
- Clients: 1
- Accounts: 633
Officers, owners & control persons (1)
| Name | Role | Location |
|---|
| KNEE JAMES EDWARD | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER , MANAGING MEMBER | — |
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