MODICA FINANCIAL SERVICES

MODICA FINANCIAL SERVICES of LEBANON, TN is an SEC-registered investment adviser (CRD 135583). Regulatory assets under management: $3.1M.

Registration

• CRD: 135583
• Type: Registered investment adviser
• Location: 50 HARBOR POINTE, LEBANON, TN, 37087
• Phone: 805-712-4044
• Latest filing: 2026-02-20
• Regulatory AUM: $3.1M
• Non-discretionary AUM: $3.1M
• Clients: 1
• Accounts: 12

Business model

Compensation: % of AUM, Hourly.

Clients served: Individuals, High net worth, Pensions.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 135583 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search