SPM IV, L.L.C.

SPM IV, L.L.C. of STAMFORD, CT is an SEC-registered investment adviser (CRD 135973). Regulatory assets under management: $16.0M.

Registration

Officers, owners & control persons (15)

NameRoleLocation
RUSSELL MICHAEL GERARDCHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER/MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER
LOVELL JEFFREY DALECO-MANAGING MEMBER
MINNICK JAMES EDWARDCO-MANAGING MEMBER
MCGRAW MICHAEL JAMESCHIEF FINANCIAL OFFICER
ROBERTS TIMOTHY JOHN YVESMANAGING DIRECTOR; SENIOR MANAGING DIRECTOR
BROWNSTEIN DONALD IANCHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER; CHIEF EXECUTIVE OFFICER/MANAGING DIRECTOR (+1 more)
SCANLON JENELLE RENEECOMPLIANCE OFFICER/VICE PRESIDENT
SELLERS RONALD WARRENOWNER
NEWCOM JENNINGS JAYCO-MANAGING MEMBER
LIU YONGMANAGING DIRECTOR; SENIOR MANAGING DIRECTOR
KONG JEFFREYMANAGING DIRECTOR; SENIOR MANAGING DIRECTOR
MOK WILLIAM LEONGMANAGING DIRECTOR; SENIOR MANAGING DIRECTOR
CONTINO JOHN VINCENTMANAGING DIRECTOR
BROWER KENNETH WILLIAMSENIOR VICE PRESIDENT
CRON KENNETHPRESIDENT

More on this firm