AMES FINANCIAL SERVICES

AMES FINANCIAL SERVICES of LAKEWOOD, CA is an SEC-registered investment adviser (CRD 137261). Regulatory assets under management: $12.9M.

Registration

• CRD: 137261
• Type: Registered investment adviser
• Location: 5533 CLARK AVE, LAKEWOOD, CA, 90712
• Phone: 714-635-2500
• Latest filing: 2026-03-30
• Regulatory AUM: $12.9M
• Non-discretionary AUM: $12.9M
• Clients: 1
• Accounts: 95

Business model

Compensation: % of AUM.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 137261 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search