POLLOCK INVESTMENT ADVISORY CORPORATION

POLLOCK INVESTMENT ADVISORY CORPORATION is an SEC-registered investment adviser (CRD 137393). Regulatory assets under management: $253.8M.

Registration

• CRD: 137393
• SEC file number: 801-85174
• Type: Registered investment adviser
• Phone: 408-316-6272
• Latest filing: 2026-03-19
• Regulatory AUM: $253.8M
• Discretionary AUM: $253.8M
• Clients: 2
• Accounts: 215

Business model

Compensation: % of AUM, Hourly.

Clients served: Individuals, High net worth.

Officers, owners & control persons (2)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 137393 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search