LUCEY INVESTMENT MANAGEMENT, LLC

LUCEY INVESTMENT MANAGEMENT, LLC is an SEC-registered investment adviser (CRD 137718). Regulatory assets under management: $60.5M.

Registration

• CRD: 137718
• Type: Registered investment adviser
• Phone: 860-633-4490
• Latest filing: 2026-03-31
• Regulatory AUM: $60.5M
• Discretionary AUM: $57.6M
• Non-discretionary AUM: $2.9M
• Clients: 1
• Accounts: 160

Business model

Compensation: % of AUM.

Clients served: High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 137718 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search