ASSET VALUE INVESTORS LIMITED of LONDON is an SEC-registered investment adviser (CRD 137779). Regulatory assets under management: $2.3B.
Showing 25 of 33 people.
| Name | Role | Location |
|---|---|---|
| Daniel Lee | OWNER | Dublin, OH |
| Kimmberly Lau | DIRECTOR / OWNER | London, X0 |
| Lee Daniel | OWNER | Colorado Springs, CO |
| Joseph Bauernsfreund | DIRECTOR / CEO / OWNER | — |
| John Aubrey Kidd | CHIEF COMPLIANCE OFFICER; DIRECTOR / OWNER | — |
| Duncan Budge | NON EXECUTIVE DIRECTOR | — |
| Thomas Treanor | DIRECTOR / OWNER; OWNER | — |
| Scott Beveridge | OWNER | — |
| Alasdair Gordon Mackenzie Nairn | SHAREHOLDER | London, X0 |
| Alan No Middle Name Bartlett | NON EXECUTIVE DIRECTOR; OWNER | — |
| Wilfrid Craigie | OWNER | — |
| Nicola Cowman | OWNER | — |
| Peter Stuart Read Taylor | OWNER | — |
| MILLER DAVID JOHN | DIRECTOR, CHIEF COMPLIANCE OFFICER,COMPANY SECRETARY | — |
| NAIRN ALASDAIR GORDON MACKENZIE | SHAREHOLDER | — |
| SWENSEN DAVID FREDERICK | NON EXECUTIVE DIRECTOR | — |
| BAUERNSFREUND JOSEPH | DIRECTOR; DIRECTOR / CEO / OWNER; DIRECTOR / OWNER | — |
| EADY FRANCESCA NICOLA | HEAD OF DEALING; OWNER | — |
| LAU KIMMBERLY | CHIEF COMPLIANCE OFFICER, DIRECTOR; DIRECTOR; DIRECTOR / OWNER | — |
| TOWNSEND RICHARD MARK | DIRECTOR; DIRECTOR / OWNER; NON EXECUTIVE DIRECTOR / OWNER | — |
| PENNINK JOHN ERNEST | DIRECTOR, CHIEF EXECUTIVE OFFICER; DIRECTOR, CHIEF EXECUTIVE OFFICER / OWNER; DIRECTOR / OWNER | — |
| WALTON JOHN CANNELL | DIRECTOR; SHAREHOLDER | — |
| TAYLOR PETER STUART READ | OWNER | — |
| Bartlett Alan | NON EXECUTIVE DIRECTOR; OWNER | — |
| KIDD JOHN AUBREY | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2017-12-27 | regulatory | AVI WAS ONE BUSINESS DAY LATE IN NOTIFYING BAFIN AND THE ISSUER THAT THEIR HOLDING IN ADLER REAL ESTATE HAD EXCEEDED THE 5% REPORTABLE THRESHOLD ON 27 JUNE 2016. THIS WAS DUE TO AN OVERSIGHT BY THE INDIVIDUAL RESPONSIBLE FOR MAKING SUCH NOTIFICATIONS. | Final | $209K |