GATES CAPITAL MANAGEMENT, INC. of NEW YORK, NY is an SEC-registered investment adviser (CRD 137842). Regulatory assets under management: $3.3B.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Jeffrey Linn Gates | PRESIDENT / PORTFOLIO MANAGER | New York, NY |
| Justin Lee Boisseau | MANAGING PARTNER | — |
| Marc M Blatter | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | — |
| LUONGO MARC PETER | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | — |
| GATES JEFFREY LINN | N/A; PRESIDENT; PRESIDENT / PORTFOLIO MANAGER | — |
| VLASSIS DAX | DIRECTOR OF EVENT-DRIVEN RESEARCH; DIRECTOR OF RESEARCH; MANAGING DIRECTOR OF RESEARCH | — |
| BOISSEAU JUSTIN LEE | CHIEF COMPLIANCE OFFICER & INVESTMENT ANALYST; DIRECTOR OF EQUITY RESEARCH; DIRECTOR OF EQUITY RESEARCH / CHIEF OPERATING OFFICER (+1 more) | — |
| BLATTER MARC MICHAEL | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | — |
| BLATTER MARC M | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | — |
| Eric Edward Stephens | MANAGING PARTNER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-09-17 | regulatory | THIS REGULATORY ACTION IS RELATED TO GATES CAPITAL MANAGEMENT, INC.'S VIOLATION OF RULE 105 OF REGULATION M UNDER THE SECURITIES AND EXCHANGE ACT OF 1934. RULE 105 GENERALLY PROHIBITS BUYING AN EQUITY SECURITY IN AN UNDERWRITTEN SECONDARY PUBLIC OFFERING IF THE BUYER SOLD SHORT THE SAME SECURITY DUR… | Final | $58K |
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| ECF VALUE FUND II, LP | Hedge Fund | Delaware | 278 | $1.8B | $1.0M |
| VECF VALUE FUND, LP | Hedge Fund | Delaware | 92 | $795.1M | $500K |
| ECF VALUE FUND INTERNATIONAL MASTER L.P. | Hedge Fund | British Virgin Islands | 78 | $663.6M | $1.0M |
| ECF VALUE FUND INTERNATIONAL, LTD | Hedge Fund | British Virgin Islands | 73 | $303.1M | $1.0M |