THIRD POINT LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 137927). Regulatory assets under management: $28.7B.
Compensation: % of AUM, Performance.
Clients served: Pooled vehicles, Investment cos, Other.
| Name | Role | Location |
|---|---|---|
| Jana Tsilman | CHIEF COMPLIANCE OFFICER | New York, NY |
| Richard Mendy Haas | CHIEF FINANCIAL OFFICER | New York, NY |
| KELLY PATRICK | PRESIDENT; PRESIDENT / COO | MONTREAL, A8 |
| Joshua Laurence Targoff | PRESIDENT | New York, NY |
| Daniel Seth Loeb | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER; OWNER | — |
| Ian Geoffrey Wallace | PARTNER | — |
| GALLAGHER JAMES PETER | CHIEF ADMINISTRATIVE OFFICER; CHIEF ADMINISTRATIVE OFFICER AND HEAD OF OPERATIONS | — |
| WALLACE IAN GEOFFREY | HEAD OF CREDIT RESEARCH; PARTNER | — |
| WALLER KEITH JOSEPH | MANAGING DIRECTOR OPERATIONS | — |
| NADLER JUSTIN SAMUEL | CFO / CCO; CHIEF OPERATING OFFICER | — |
| LOEB DANIEL SETH | CEO; CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER (+1 more) | — |
| FREDERICKS LAURIE ANN | CHIEF FINANCIAL OFFICER | — |
| SNOW ZACHARY | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL | — |
| HAAS RICHARD MENDY | CHIEF FINANCIAL OFFICER | — |
| WILSON BRUCE IVAN | CHIEF OPERATING OFFICER | — |
| SONG WILLIAM | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL | — |
| TARGOFF JOSHUA LAURENCE | CHIEF OPERATING OFFICER AND GENERAL COUNSEL; CHIEF OPERATING OFFICER, CHIEF LEGAL OFFICER AND PARTNER; CHIEF OPERATING OFFICER, GENERAL COUNSEL AND PARTNER (+1 more) | — |
| ISLAM MUNIB ZIAUL | HEAD OF EQUITY RESEARCH; PARTNER; PARTNER AND CO-CHIEF INVESTMENT OFFICER | — |
| TSILMAN JANA | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2019-08-28 | civil | THREE FUNDS CONTROLLED BY THIRD POINT ACQUIRED THE VOTING SECURITIES OF DOW INC. PRIOR TO ITS MERGER WITH E.I. DU PONT DE NEMOURS & COMPANY. IN CONNECTION WITH THE ACQUISITION OF THE DOW SHARES, THE THREE FUNDS MADE THE REQUIRED HSR FILINGS. ONCE THE MERGER WAS FINALIZED ON AUGUST 31, 2017, THE DOW… | Final | $610K |
| 2015-08-24 | civil | THE DOJ ALLEGED THAT THIRD POINT AND CERTAIN FUNDS THAT IT MANAGES VIOLATED SECTION 7A OF THE CLAYTON ACT (15 U.S.C. ? 18A, COMMONLY KNOWN AS THE HSR ACT). THE HSR ACT REQUIRES CERTAIN ACQUIRING PERSONS AND CERTAIN PERSONS WHOSE VOTING SECURITIES OR ASSETS ARE ACQUIRED TO FILE NOTIFICATIONS WITH THE… | Final | — |
| 2015-08-24 | civil | THE DOJ ALLEGED THAT THIRD POINT AND CERTAIN FUNDS THAT IT MANAGES VIOLATED SECTION 7A OF THE CLAYTON ACT (15 U.S.C. § 18A, COMMONLY KNOWN AS THE HSR ACT). THE HSR ACT REQUIRES CERTAIN ACQUIRING PERSONS AND CERTAIN PERSONS WHOSE VOTING SECURITIES OR ASSETS ARE ACQUIRED TO FILE NOTIFICATIONS WITH THE… | Final | — |
| 2015-01-16 | regulatory | FOLLOWING AN AUDIT PERFORMED BY THE HELLENIC CAPITAL MARKETS COMMISSION ("HCMC") ON CERTAIN TRANSACTIONS IN CERTAIN SHARES OF A PUBLICLY-LISTED EQUITY ON THE ATHENS EXCHANGE (THE "SHARES") DURING THE PERIOD MAY 2, 2014, THROUGH MAY 9, 2014, THE HCMC ISSUED A DECISION AGAINST TP LUX HOLDCO SARL (AN A… | Final | $99K |
Hedge Fund: 10 · Securitized Asset Fund: 17 · Private Equity Fund: 7
Showing 15 of 34 funds by gross asset value.
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| THIRD POINT MASTER FUND LP | Hedge Fund | Cayman Islands | 1,934 | $8.8B | $10.0M |
| THIRD POINT ULTRA MASTER FUND L.P. | Hedge Fund | Cayman Islands | 913 | $4.9B | $10.0M |
| BIRCH GROVE CREDIT STRATEGIES MASTER FUND LP | Hedge Fund | Cayman Islands | 64 | $832.5M | $5.0M |
| BIRCH GROVE OPPORTUNITIES FUND, L.P. | Private Equity Fund | Delaware | 61 | $781.9M | $5.0M |
| THIRD POINT STRUCTURED CREDIT OPPORTUNITIES MASTER FUND LP | Hedge Fund | Cayman Islands | 116 | $613.8M | $5.0M |
| BIRCH GROVE CLO 6 LTD | Securitized Asset Fund | Jersey | 2 | $568.1M | $1.0M |
| THIRD POINT OFFSHORE MASTER FUND L.P. | Hedge Fund | Cayman Islands | 2 | $509.4M | $10.0M |
| BIRCH GROVE CLO 4 LTD | Securitized Asset Fund | Cayman Islands | 4 | $501.5M | $1.0M |
| BIRCH GROVE CLO 3 LTD | Securitized Asset Fund | Cayman Islands | 3 | $500.1M | $1.0M |
| BIRCH GROVE CLO 11 LTD | Securitized Asset Fund | Cayman Islands | 2 | $500.0M | $1.0M |
| BIRCH GROVE CLO 2 LTD | Securitized Asset Fund | Cayman Islands | 4 | $499.7M | $1.0M |
| BIRCH GROVE CLO 12 LTD | Securitized Asset Fund | Cayman Islands | 6 | $475.5M | $1.0M |
| BIRCH GROVE CLO 7 LTD | Securitized Asset Fund | Jersey | 2 | $463.9M | $1.0M |
| BIRCH GROVE CLO 5 LTD | Securitized Asset Fund | Cayman Islands | 3 | $427.2M | $1.0M |
| BIRCH GROVE CLO 8 LTD | Securitized Asset Fund | Jersey | 3 | $401.2M | $1.0M |
| City | State | Employees | Phone |
|---|---|---|---|
| MENLO PARK | CA | 3 | 650-433-5900 |
| SEA CLIFF | NY | 3 | 6318974174 |
| CHICAGO | IL | 3 | 212-715-3880 |
| TEL AVIV | — | 2 | 212-946-6615 |
| HOBE SOUND | FL | 1 | 6318974174 |
| LONDON | — | 1 | 212-753-7510 |