SIERRA FINANCIAL MANAGEMENT CORPORATION
SIERRA FINANCIAL MANAGEMENT CORPORATION of WELLESLEY, MA is an SEC-registered investment adviser (CRD 138696). Regulatory assets under management: $37.0M.
Registration
- CRD: 138696
- SEC file number: 801-72017
- Type: Registered investment adviser
- Location: 555 WASHINGTON STREET, SUITE THREE, WELLESLEY, MA, 02482
- Phone: 781-237-0720
- Latest filing: 2012-05-25
- Regulatory AUM: $37.0M
- Discretionary AUM: $37.0M
- Clients: 1
- Accounts: 34
Officers, owners & control persons (2)
| Name | Role | Location |
|---|
| LEGGETT DAVID NEAL | CHIEF COMPLIANCE OFFICER; OWNER; PRESIDENT | — |
| LEGGETT KIMBERLY LOUREE | OWNER; TREASURER | — |
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